Margaret Tanis
Professional summary
Margaret Tanis, who also goes by Margaret Carolyn Moya, Margaret Tanis Moya, Margaret Moya, Anthracite M. Tanis, Margaret Carolyn Tanis, Margaret Carolyn Tanismoya, is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1983. Margaret has worked at 4 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55, Series 7 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Tanis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 1995 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004April 19, 1994 - May 9, 1995
FSG SECURITIES, INC.
January 25, 1993 - March 15, 1994
REPUBLIC NEW YORK SECURITIES CORPORATION
November 22, 1983 - December 4, 1992
BLUMENTHAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/1995)
(1/8/2010)
(4/9/2012)
(7/22/1996)
(1/17/2025)
(8/28/2000)
(3/12/2012)
(5/10/1995)
(7/18/1995)
(9/7/2016)
(1/22/1996)
(3/25/2009)
(1/5/2011)
(3/29/2022)
(1/2/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 12/28/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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