Leslie D. Forman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Dean Forman, CFP®, who also goes by Dean Forman, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1983. Leslie had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
September 15, 2009 - November 6, 2014
QUESTAR ASSET MANAGEMENT, INC.
September 2, 2009 - November 6, 2014
QUESTAR CAPITAL CORPORATION
December 7, 2007 - September 3, 2009
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC
August 11, 1995 - October 11, 1996
MUTUAL SERVICE CORPORATION
May 10, 1993 - July 21, 1994
MUTUAL SERVICE CORPORATION
November 19, 1989 - September 3, 2009
OSAIC WEALTH, INC.
January 2, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 24, 1984 - December 28, 1984
INVESTACORP, INC.
October 20, 1983 - July 24, 1984
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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