Irwin Schloss

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CRD#: 1202389

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Irwin Schloss was a registered financial professional .

Irwin is a previously registered financial professional and started their career in finance in 1971. Irwin had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 1971 - March 15, 2007

MARCUS SCHLOSS & CO., INC.

CRD#: 6032

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

MARCUS SCHLOSS & CO., INC.

CRD#: 6032 / SEC#: , 8-17563

Terminated by SEC on 12/09/2007

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 05/01/1959

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SCHLOSS, DOUGLAS	CHAIRMAN, CEO	1376873
SCHLOSS, RICHARD PERRY	PRESIDENT, DIRECTOR	1234561
CUSUMANO, JAMES CHARLES	CFO	2110630
MARULLO, WILLIAM	MANAGING DIRECTOR	2591337
ROSENBERG, STUART NORMAN	VP, SEC, TREAS, DIRECTOR, CCO, FINOP, CROP, MUNI PRINCIPAL	1999704
TIBERIO, PETER DOMINICK	MANAGING DIRECTOR, SROP	1546854

Disclosures

Regulatory Event	6
Civil Event	1

Red Flags

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