Julia N. Danklef
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Neal Danklef, who also goes by Julia L Neal, Julia Lorraine Neal, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1983. Julia had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - September 23, 2019
ALLIANCEBERNSTEIN L.P.
May 15, 2015 - September 23, 2019
SANFORD C. BERNSTEIN & CO., LLC
January 24, 2012 - May 8, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 2012 - May 8, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2000 - October 24, 2011
SANFORD C. BERNSTEIN & CO., LLC
December 5, 1993 - December 9, 2011
ALLIANCEBERNSTEIN L.P.
July 3, 1990 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
April 5, 1989 - October 14, 1989
CITIGROUP GLOBAL MARKETS INC.
March 18, 1988 - April 11, 1989
CREDIT SUISSE SECURITIES (USA) LLC
March 24, 1986 - March 29, 1988
KIDDER, PEABODY & CO. INCORPORATED
December 21, 1983 - December 27, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
