MD
Mary F. Davidson
ANOS CAPITAL
NEW YORK, NY 10174
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CRD#: 1202070
MD
Professional summary
Mary Frances Davidson, who also goes by Mary F Davidson, is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1997. Mary has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mary F Davidson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mary Frances Davidson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2016 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174RIA
BD
CRD#: 284714
NEW YORK, NY
Past
February 2, 1997 - November 4, 2016
ABEL/NOSER CORP.
BD
CRD#: 7537
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2017)
RR
California(10/21/2016)
RR
Connecticut(1/30/2017)
RR
Florida(1/19/2017)
RR
Georgia(12/8/2016)
RR
Illinois(2/7/2017)
RR
Indiana(10/28/2016)
RR
Kansas(1/27/2017)
RR
Kentucky(11/1/2016)
RR
Massachusetts(10/28/2016)
RR
Michigan(10/21/2016)
RR
Minnesota(2/2/2017)
RR
Mississippi(11/17/2016)
RR
Texas(12/8/2016)
RR
Virginia(10/21/2016)
RR
Washington(10/28/2016)
RR
Wisconsin(10/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
ANOS CAPITAL, LLC
ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.
CRD#: 284714 / SEC#: , 8-69809
New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Mailing Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Phone number
(646) 432-4100
Established
Delaware since 04/21/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
