Susan E. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Elizabeth Hunter, who also goes by Sue Hunter, Susan E Hunter, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1985. Susan had worked at 5 firms and has passed the Series 63, Series 22, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - November 6, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 14, 2002 - April 15, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
August 21, 1995 - October 15, 2001
MFS FUND DISTRIBUTORS, INC.
October 5, 1993 - October 8, 1993
HUNTER ASSOCIATES LLC
September 25, 1985 - October 8, 1988
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
