Silvia G. Basilotta
Professional summary
Silvia Graciela Basilotta, who also goes by Silvia Grace Basilotta, Silvia Grace Pandullo, Silvia Graciela Pandullo, Slivia Grace Pandullo, is a registered financial professional currently at JOSEPH GRACE located in New York, New York and HAITONG INTERNATIONAL SECURITIES (USA) INC. located in New York, New York.
Silvia is registered as a RR (Registered Representative) and started their career in finance in 1984. Silvia has worked at 8 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Silvia Graciela Basilotta's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2000 - Present
JOSEPH GRACE
Office #1: 48 Wall Street 11 Th Floor, New York, NY 10005January 13, 2005 - Present
HAITONG INTERNATIONAL SECURITIES (USA) INC.
Office #1: 130 West 42nd Street Fl 18, New York, NY 10036Office #2: 130 West 42nd Street Fl 18, New York, NY 10036May 6, 2009 - April 1, 2011
A.B. WATLEY DIRECT, INC.
November 2, 2007 - May 1, 2013
ENCLAVE CAPITAL LLC
May 21, 2001 - April 5, 2011
JANE STREET MARKETS, LLC
January 1, 1997 - March 8, 2002
INTERACCIONES GLOBAL INC.
March 4, 1996 - July 15, 1996
CASPIAN SECURITIES INCORPORATED
August 23, 1994 - April 18, 1996
INTERACCIONES GLOBAL INC.
August 23, 1984 - June 28, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2014)
(3/13/2002)
(8/15/2001)
(6/6/2016)
(3/31/2023)
(10/14/2019)
(9/26/2000)
(5/19/2000)
(4/14/2015)
(2/2/2016)
(3/12/2002)
(6/27/2019)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/15/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
HAITONG INTERNATIONAL SECURITIES (USA) INC.
CRD#: 132201 / SEC#: , 8-66566
Contact information
FINRA licenses (25 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAITONG INTERNATIONAL SECURITIES GROUP LIMITED | PARENT | |
| BASILOTTA, SILVIA GRACIELA | FINANCIAL OPERATIONS PRINCIPAL | 1201948 |
| CHOU, CHUK NAM | BOARD OF DIRECTORS MEMBER | 7755974 |
| FORBES, SEAN MATTHEW | PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, CFO, EXECUTIVE PRINCIPAL, BOARD OF DIRECTORS MEMBER | 1554301 |
| SHI, PING | BOARD OF DIRECTORS MEMBER | 7030173 |
| WU, YAN | DEPUTY CEO, BOARD OF DIRECTORS MEMBER | 3120765 |
| YE, WEILU | CEO, BOARD OF DIRECTORS MEMBER | 7205185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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