Vincent H. Rossi
INTELLIGENT CAPITALWORKS
Scottsdale, AZ 85254-1595
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CRD#: 1201864
Professional summary
Vincent Harl Rossi, CFP® is a registered financial advisor currently at INTELLIGENT CAPITALWORKS located in Scottsdale, Arizona.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Vincent has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Biography
Vincent is a senior executive Scottsdale financial advisorwith deep experience serving high net worth individuals and families. Prior to founding Intelligent Capitalworks 17 years ago, he served as a senior vice president at Morgan Stanley and trust officer at Morgan Stanley Trust Company. During his 38-year investment management career, Mr. Rossi has earned the following degrees and professional designations:
Masters of Science in Financial Services
Bachelors of Science in Business Administration
CERTIFIED FINANCIAL PLANNER™
Certified Investment Management Analyst®
Accredited Estate Planner®
Certified Trust and Fiduciary Advisor
Chartered Advisor in Philanthropy®
Chartered Life Underwriter®
Accredited Investment Fiduciary Analyst®
Mr. Rossi has also passed level I of the examination for the Chartered Financial Analyst® designation. He currently maintains his Certified Financial Planner certification.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Investment Planning
Do you have an area of expertise or specialization?
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Help in Healing Home Foundation, Non-investment related, 5811 E Mayo Blvd Phoenix, AZ 85054, Board Member, Start date:10/06/2025, Approx. 4 hrs./month, No hours during securities trading hours, Attend Board meetings and promote the Foundation's work
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Harl Rossi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
August 18, 2005 - Present
INTELLIGENT CAPITALWORKS
Office #1: 16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595RIA
CRD#: 135081
Scottsdale, AZ
Past
November 14, 2002 - August 9, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SCOTTSDALE, AZ
Past
July 18, 2002 - August 9, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 16, 1997 - July 15, 2002
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
July 25, 1994 - January 24, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 11, 1992 - June 29, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
November 25, 1983 - August 31, 1987
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
Registered Investment Advisory firm - (6/23/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/14/2005)
IAR
California(5/18/2022)
IAR
Delaware(12/21/2016)
IAR
Florida(12/11/2008)
IAR
Louisiana(4/2/2019)
IAR
Texas(8/18/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
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Contact information
Main Address
16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595
Mailing Address
Phone number
(480) 951-2900
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 355,700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
