Lantz E. Bell

BELL & BROWN WEALTH ADVISORS

NEWPORT BEACH, CA 92662

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CRD#: 1201824

Professional summary

Lantz Edward Bell is a registered financial advisor currently at BELL & BROWN WEALTH ADVISORS, LLC located in Newport Beach, California.

Lantz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lantz has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

North East of the Well; not investment-related; 2025 Newport Blvd Costa Mesa, CA 92627; nature is Ministry focused on Women (Human trafficking, addiction and abuse); position is Board Member; no title; start date is 12/12/22; number of hours/month devoted to other business is 5-10 hours; number of hours devoted to other business during security trading hours is 0; and a brief description entails being a Board member regarding some MC fund raisers and helping with gatherings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lantz Edward Bell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2015 - Present

BELL & BROWN WEALTH ADVISORS, LLC

Office #1: 1305 Park Avenue, Newport Beach, CA 92662

RIA

CRD#: 175419

NEWPORT BEACH, CA

Past

July 15, 2015 - June 22, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Newport Beach, CA

Past

September 21, 2006 - June 9, 2015

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NEWPORT BEACH, CA

Past

March 9, 2002 - June 9, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEWPORT BEACH, CA

Past

March 6, 1992 - March 9, 2002

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

August 17, 1989 - March 10, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 12, 1988 - September 21, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 23, 1985 - August 16, 1988

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

October 19, 1983 - January 18, 1986

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELL & BROWN WEALTH ADVISORS, LLC

CRD#: 175419 / SEC#: 801-96196

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2015)

IAR

Texas
(5/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/18/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/20/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/11/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BELL & BROWN WEALTH ADVISORS, LLC

CRD#: 175419 / SEC#: 801-96196

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

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Contact information

Main Address

1305 Park Avenue, Newport Beach, CA 92662

Mailing Address

Phone number

(949) 396-1088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/30/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts	797
AUM (Assets Under Management)	$ 420,850,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lantz E. Bell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lantz Edward Bell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

SUTRO & CO. INCORPORATED

MORGAN STANLEY DW INC.

INTEGRATED RESOURCES EQUITY CORPORATION

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BELL & BROWN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2006

Series 63

Date: 3/18/1986

SIE

Date: 6/22/2016

Series 3

Date: 1/20/1998

Series 7

Date: 10/15/1983

Series 8

Date: 5/11/1992

Current Firm

BELL & BROWN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELL & BROWN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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