Ellis W. Mcinnis
Professional summary
Ellis Winton Mcinnis III, who also goes by Ellis Winton Mcinnis, is a registered financial advisor currently at MCINNIS GROUP .
Ellis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ellis has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ellis Winton Mcinnis III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2008 - Present
MCINNIS GROUP
January 22, 2002 - October 13, 2006
MORGAN KEEGAN & COMPANY, LLC
July 27, 2000 - October 13, 2006
MORGAN KEEGAN & COMPANY, LLC
July 31, 1993 - August 1, 2000
CITIGROUP GLOBAL MARKETS INC.
March 7, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
July 1, 1987 - March 7, 1988
E. F. HUTTON & COMPANY INC
May 21, 1987 - July 20, 1987
HH&H DEVELOPMENT CORPORATION
November 8, 1983 - May 6, 1986
HH&H DEVELOPMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/28/2008)
Exams
Current Firm
MCINNIS GROUP
CRD#: 142420 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 5,352,000 |
Red Flags
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