David L. Knudson
Professional summary
David Lane Knudson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, David had worked at 3 firms, which includes STEIN SHORE SECURITIES INC., NORTH AMERICAN MANAGEMENT INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 1994 - March 15, 1995
STEIN, SHORE SECURITIES, INC.
November 24, 1989 - December 17, 1992
NORTH AMERICAN MANAGEMENT, INC.
November 8, 1983 - December 31, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
STEIN, SHORE SECURITIES, INC.
CRD#: 31294 / SEC#: , 8-45475
Contact information
Documents
Red Flags
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