Russell E. Owen

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CRD#: 1201570

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Russell Earl Owen, CFP®, who also goes by Russ Owen, was a registered financial professional .

Russell is a previously registered financial professional and started their career in finance in 1984. Russell had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Long-term Care

Estate Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Tax Planning

Are you a "fiduciary"?

Aliases

Russ Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)RUSSELL E OWEN, 6600 SW 92ND AVE, #201, PORTLAND, OR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES AT SAME LOCATION,40 HR/YR- 0/TRADING HR.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Past

May 23, 2002 - December 31, 2023

CONTINUITY WEALTH MANAGEMENT, CORP.

RIA

CRD#: 111010

PORTLAND, OR

Past

June 14, 2000 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PORTLAND, OR

Past

October 1, 1999 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

March 30, 1993 - October 7, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 1, 1991 - April 14, 1993

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

March 23, 1990 - May 6, 1991

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 2, 1988 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

May 25, 1984 - December 21, 1988

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINUITY WEALTH MANAGEMENT, CORP.

CONTINUITY WEALTH MANAGEMENT, CORP. | STRATEGIC RESEARCH & MANAGEMENT CORP. | SRM ADVISORS

CRD#: 111010 / SEC#: 801-60320

RIA

Registered Investment Advisory firm - (6/1/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2000

General Securities Principal Examination

Current Firm

CONTINUITY WEALTH MANAGEMENT, CORP.

CONTINUITY WEALTH MANAGEMENT, CORP. | STRATEGIC RESEARCH & MANAGEMENT CORP. | SRM ADVISORS

CRD#: 111010 / SEC#: 801-60320

RIA

Registered Investment Advisory firm - (6/1/2001 Approved)

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Contact information

Main Address

3605 Sw Multnomah Blvd., Portland, OR 97219

Mailing Address

Phone number

(503) 244-8905

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/28/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 180,625,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Russell E. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PACIFIC HARBOR SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

WADDELL & REED

Primary Firm SEC Registration

CONTINUITY WEALTH MANAGEMENT, CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1998

Series 63

Date: 8/30/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1984

Series 24

Date: 10/3/2000

Current Firm

CONTINUITY WEALTH MANAGEMENT, CORP.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTINUITY WEALTH MANAGEMENT, CORP.

TRUST BUT VERIFY

Contact information

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