RB
Robin J. Bundy
TRANSAMERICA FINANCIAL ADVISORS
Las Vegas, NV 89117
Some features on this profile are disabled
CRD#: 1201496
RB
Professional summary
Robin Jay Bundy is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DLARKK Family Limited Partnership/No/10785 W Twain Ave STE 200 Las Vegas,NV 89135/1/2000/General Partner-Control assets determine any nec. disbursements/ S.BUNDY INVESTMENT COMPANY, INC/No/2200 Jamaica Ct Las Vegas,NV 89117/MANAGER/PRESIDENT1-2000/S Corporation to pay for Health & Life Ins. for family SPREAD THE ALOHA TO THE KIDS.ORG; NOT INVESTMENT RELATED; 2200 JAMAICA COURT, LAS VEGAS, NV 89117; NON-PROFIT REGISTERED AS A 501-C SUPPORTING ORPHANS AND DISADVANTAGED CHILDREN; SECRETARY & VOTING BOARD MEMBER; 01/2014; 4 HRS/MONTH; ATTEND BOARD MEETINGS VOTE ON PROJECTS WE WANT TO SUPPORT SRB PROPERTIES LLC; NOT INVESTMENT RELATED; 220 JAMAICA CT, LAS VEGAS, NV 89117; RENTAL PROPERTY; MANAGER; 12/22/2014; 2 HOURS/MONTH; SEE 3.96 RJB REAL ESTATE HOLDINGS, LLC/NO/2200 JAMAICA COURT, LAS VEGAS, NV 89117/SHORT TERM VACATION RENTAL/MANAGING MEMBER/OWNER/12.11.2016/3/0/I DON'T HAVE ANY RESPONSIBILITIES, PROPERTY MANAGER TAKES CARE OF THE DAY TO DAY ACTIVITIES. RSB ASSOCIATES/no/Las Vegas,NV/Owner/11-2008/Management services and Accounting functions and Licensing requirments/10/10 - handle all office Admin. related issues. MR Investments LLC/ 0220-Present / Investment Related: No/ 8430 W Lake Mead Blvd. #100 Las Vegas, NV 89128 / Silent Investor / E-Commerce Amazon Store / Hrs Work Monthly: 0/ Sec Trading Hrs: / None REGENERATEME IV HYDRATION POSITION: INVESTOR NATURE: IV VITAMIN THERAPY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: Planet Hollywood Hotel, Las Vegas Blvd., Las Vegas NV 89109, United States DESCRIPTION: NONE N/A CHAMPION HEALTH, INC POSITION: Agent NATURE: Employee Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2023 ADDRESS: 7272 Indian School Road # 540, Scottsdale AZ 85251, United States DESCRIPTION: Contacting Employers regarding the employer/employee of benifits the champ plan offers. (please see the champ website) benefits are too numerous to list. I will mention one of the numerous enefits to the employee is having access to a tele-doc. Champ plan is designed to increase the overall health of the employee therefore reduceing urgent care, and hospital admissions The champ plan DOES NOT REPLACE the companys existing health insurance, champ covers things the existing health insurance does not. "CHAMP IS NOT an AFLAC prouduct" Once I make contact with the employer, I will simply refer the champ team to the ownwer/COO of the company. The champ team will explain the benifits of the plan and do the enrollment FIRST PERSON CARE CLINIC, NON-INVESTMENT RELATED, 1200 SOUTH 4TH STREET, SUITE 111, LAS VEGAS, NV 89109, NOT FOR PROFIT DOCTORS OFFICE/ CLINIC. CONSISTING OF DOCTORS, NURSES, ADMINISTRATIVE, PERSONAL. PROVIDING HEALTHCARE FOR CHILDREN AND ADULTS, BOARD OF DIRECTORS/ SECRETARY, START 3/10/2013, AT MONTHLY MONTHLY BOARD MEETING, GIVE INPUT AND ADVICE ON OPERATIONS, BUDGET, ADVERTISING, PERSONAL, ETC. Robin Bundy Rental Properties | 8/2009 |Rental Properties | Yes investment related | Las Vegas, NV Robin Bundy Vacation Rentals | yes investment related | 8/2009 | Vacation Rental Properties
CRS (Client Relationship Summary) - RIA
Click below to view Robin Jay Bundy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robin Jay Bundy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117RIA
BD
CRD#: 16164
Las Vegas, NV
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117RIA
BD
CRD#: 16164
Las Vegas, NV
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAS VEGAS, NV
Past
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
January 28, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
March 9, 1984 - November 19, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2024)
RR
Arkansas(6/23/2023)
RR
California(1/6/2012)
RR
Colorado(1/5/2024)
RR
Connecticut(2/25/2020)
RR
Florida(1/4/2024)
RR
Idaho(1/4/2024)
RR
Indiana(2/25/2020)
RR
Kansas(1/4/2024)
RR
Kentucky(2/17/2023)
RR
Louisiana(2/16/2023)
RR
Michigan(1/5/2024)
RR
Minnesota(1/5/2024)
RR
Mississippi(1/25/2023)
RR
Montana(2/16/2023)
RR
Nevada(1/6/2012)
IAR
Nevada(1/19/2023)
RR
New Mexico(9/16/2022)
RR
North Carolina(2/18/2023)
RR
Ohio(1/6/2012)
RR
Pennsylvania(1/4/2024)
RR
South Carolina(5/1/2023)
RR
Tennessee(9/23/2024)
IAR
Texas(1/6/2023)
RR
Texas(1/3/2024)
RR
Utah(1/4/2024)
RR
Virginia(2/26/2020)
RR
Washington(1/3/2024)
RR
West Virginia(1/16/2024)
RR
Wisconsin(2/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Las Vegas, NV 89117TRUST BUT VERIFY
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