Arthur P. Ernst

BYRNE ASSET MANAGEMENT

KINGSTON, NJ 08528

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CRD#: 1201361

Professional summary

Arthur Paul Ernst, CFP® is a registered financial advisor currently at BYRNE ASSET MANAGEMENT, LLC located in Kingston, New Jersey.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Arthur has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Paul Ernst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

November 28, 2007 - Present

BYRNE ASSET MANAGEMENT, LLC

Office #1: 4420 Nj 27 Suite C 3, Kingston, NJ 08528

RIA

CRD#: 125221

KINGSTON, NJ

Past

November 28, 2007 - December 31, 2008

BYRNE ASSET MANAGEMENT, LLC

RIA

CRD#: 125221

PRINCETON, NJ

Past

January 13, 2005 - December 6, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EDISON, NJ

Past

January 4, 2005 - December 6, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 25, 1984 - December 5, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BYRNE ASSET MANAGEMENT, LLC

CRD#: 125221 / SEC#: 801-61943

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/28/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2005

General Securities Representative Examination

Current Firm

BYRNE ASSET MANAGEMENT, LLC

CRD#: 125221 / SEC#: 801-61943

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

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Contact information

Main Address

4420 Nj 27 Suite C 3, Kingston, NJ 08528

Mailing Address

Phone number

(609) 497-1776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BYRNE ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 216,411,304

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Arthur P. Ernst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Paul Ernst's CRS (Customer Relationship Summary).

Certified licenses

Experience

BYRNE ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BYRNE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2005

Series 63

Date: 1/6/1984

Series 7

Date: 1/3/2005

Current Firm

BYRNE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BYRNE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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