Kathie J. Barnes

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CRD#: 1201212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathie Jo Beck Barnes, CFP®, who also goes by Kathie Beck Barnes, Kathie Jo Beck, Kathie Beck Perkins, Kathie Jo Perkins, was a registered financial professional .

Kathie is a previously registered financial professional and started their career in finance in 1983. Kathie had worked at 5 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kathie Beck Barnes | Kathie Jo Beck | Kathie Beck Perkins | Kathie Jo Perkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 15, 2018 - November 6, 2020

VERSANT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 131692

PHOENIX, AZ

Past

February 13, 1996 - December 6, 2017

BARNES INVESTMENT ADVISORY INC

RIA

CRD#: 108145

PHOENIX, AZ

Past

July 3, 1991 - April 15, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

November 17, 1983 - July 31, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 17, 1983 - July 31, 1991

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERSANT CAPITAL MANAGEMENT, INC.

CRD#: 131692 / SEC#: 801-63192

RIA

Registered Investment Advisory firm - (5/21/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/2/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERSANT CAPITAL MANAGEMENT, INC.

CRD#: 131692 / SEC#: 801-63192

RIA

Registered Investment Advisory firm - (5/21/2004 Approved)

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Contact information

Main Address

2394 East Camelback Road Suite 100, Phoenix, AZ 85016-9260

Mailing Address

Phone number

(602) 635-3760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,442
AUM (Assets Under Management)	$ 1,239,087,574

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/15/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kathie J. Barnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BARNES INVESTMENT ADVISORY INC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

VERSANT CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/1995

Series 63

Date: 1/20/1984

Series 22

Date: 10/2/1984

Series 6

Date: 11/16/1983

Current Firm

VERSANT CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VERSANT CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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