Lloyd S. Leanse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Scott Leanse was a registered financial professional .
Lloyd is a previously registered financial professional and started their career in finance in 1986. Lloyd had worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 50, Series 7, Series 3, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2007 - March 16, 2021
PRAGER & CO., LLC
October 9, 2002 - February 10, 2006
MILE ROCK PARTNERS CAPITAL MANAGEMENT, LLC
March 7, 1988 - September 2, 2003
PRAGER & CO., LLC
May 21, 1986 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/3/2022
General Securities Representative ExaminationCurrent Firm
PRAGER & CO., LLC
CRD#: 21567 / SEC#: , 8-39048
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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