Stephan Peter Boruchin
Professional Summary
Stephan Peter Boruchin, who also goes by Skip Peter Boruchin, Skip Boruchin, Stephen Peter Boruchin, was a registered financial advisor. Stephan was a previously registered financial professional and started their career in finance 1984 - 2006. Stephan had worked at 12 firms and has passed the Series 63, Series 55, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Skip Peter Boruchin, Skip Boruchin, Stephen Peter Boruchin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY TRADING CO., LLC | LEGACY TRADING, INC.
Contact Information
Established
Oklahoma since 03/01/1999Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEGACY TRADING, INC. | OWNER | — |
| USELTON, MARK ALAN | CCO, CFO | 2229571 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2003About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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