Kathleen C. Peer
Professional summary
Kathleen Cecelia Peer, who also goes by Kathleen Cecelia Nally, Kathleen Peer, Nally Kathleen Peer, is a registered financial advisor currently at SAGE 360 ADVISORS LLC located in Stuyvesant, New York.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kathleen has worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Cecelia Peer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2020 - Present
SAGE 360 ADVISORS LLC
September 7, 2007 - December 31, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 12, 2001 - September 7, 2007
PRIVATE CONSULTING GROUP, INC.
July 10, 2000 - April 11, 2001
KESTRA INVESTMENT SERVICES, LLC
September 29, 1999 - July 10, 2000
PRIVATE CONSULTING GROUP, INC.
March 12, 1998 - August 20, 2001
CANYON RUN SECURITIES, INC.
March 29, 1995 - January 8, 1998
CETERA WEALTH SERVICES, LLC
July 6, 1992 - March 15, 1995
COMMONWEALTH FINANCIAL NETWORK
October 23, 1989 - July 6, 1992
KAVANAUGH SECURITIES, INC.
October 19, 1983 - November 4, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2021)
(2/25/2020)
Exams
Current Firm
SAGE 360 ADVISORS LLC
CRD#: 143680 / SEC#: 801-67792
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 21,045,812 |
Red Flags
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