Ondine L. Mcburney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ondine Lisa Mcburney, who also goes by Ondine Lisa Marotti, was a registered financial professional .
Ondine is a previously registered financial professional and started their career in finance in 1983. Ondine had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2014 - July 16, 2020
MERIT SECURITIES, LLC
February 8, 2010 - August 17, 2012
VISION BROKERAGE SERVICES, LLC
March 2, 2006 - February 13, 2008
OSAIC WEALTH, INC.
August 18, 2003 - March 9, 2006
CITIGROUP GLOBAL MARKETS INC.
August 22, 2000 - February 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 1, 1998 - September 12, 2000
COWEN AND COMPANY
June 13, 1995 - July 1, 1998
FINANCIAL SQUARE PARTNERS
December 19, 1985 - June 29, 1995
LEHMAN BROTHERS INC.
April 4, 1984 - September 30, 1985
J.P. MORGAN SECURITIES LLC
December 12, 1983 - March 20, 1984
E.L. PRICE BANK CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIT SECURITIES, LLC
CRD#: 165470 / SEC#: , 8-69162
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
