Ted L. Romeo
Professional summary
Ted Lamar Romeo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ted is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Ted had worked at 3 firms, which includes MABON NUGENT & CO., E. T. ANDREWS & CO. INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1990 - July 25, 1990
MABON, NUGENT & CO.
January 5, 1989 - February 14, 1990
E. T. ANDREWS & CO., INC.
June 27, 1986 - January 21, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MABON, NUGENT & CO.
CRD#: 2617 / SEC#: , 8-2747
Contact information
Documents
Red Flags
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