Steven M. Milunovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven M Milunovich, who also goes by Steven Mark Milunovich, Steven Milunovich, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2018 - October 23, 2020
WOLFE RESEARCH SECURITIES
May 11, 2012 - August 9, 2018
UBS SECURITIES LLC
September 18, 2008 - May 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2006 - February 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1997 - October 6, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 1992 - August 12, 1997
MORGAN STANLEY & CO. LLC
March 6, 1991 - January 29, 1992
SALOMON BROTHERS INC.
October 19, 1983 - March 8, 1991
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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