Kenneth R. Blackburn

BRIDGELIGHT CAPITAL

Scottsdale, AZ 85254

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CRD#: 1200707

Professional summary

Kenneth Roy Blackburn is a registered financial advisor currently at BRIDGELIGHT CAPITAL LLC located in Scottsdale, Arizona.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Roy Blackburn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2014 - Present

BRIDGELIGHT CAPITAL LLC

Office #1: 7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254

RIA

CRD#: 154920

Scottsdale, AZ

Past

October 2, 2015 - July 1, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

March 7, 2014 - December 31, 2020

BRIDGELIGHT CAPITAL LLC

RIA

CRD#: 154920

SCOTTSDALE, AZ

Past

February 21, 2014 - October 5, 2015

KALOS CAPITAL, INC.

CRD#: 44337

SCOTTSDALE, AZ

Past

March 24, 2010 - February 25, 2014

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

SCOTTSDALE, AZ

Past

March 18, 2010 - February 25, 2014

WEDBUSH SECURITIES INC.

CRD#: 877

SCOTTSDALE, AZ

Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

RIA

CRD#: 149777

PHOENIX, AZ

Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

CRD#: 149777

PHOENIX, AZ

Past

August 23, 1996 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PHOENIX, AZ

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PHOENIX, AZ

Past

April 11, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 22, 1984 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGELIGHT CAPITAL LLC

CRD#: 154920 / SEC#: 801-116940

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

Arizona

Registered Investment Advisory firm - (7/19/2019 Terminated)

California

Registered Investment Advisory firm - (8/18/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/27/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/6/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BRIDGELIGHT CAPITAL LLC

CRD#: 154920 / SEC#: 801-116940

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

Arizona

Registered Investment Advisory firm - (7/19/2019 Terminated)

California

Registered Investment Advisory firm - (8/18/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/19/2019 Terminated)

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Contact information

Main Address

7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 270-5240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE AND APPENDIX 1 WRAP FEE PROGRAM BROCHURE FOR BRIDGELIGHT CAPITAL LLC (4/2/2025)

Regulatory assets under management

Total Number of Accounts	401
AUM (Assets Under Management)	$ 120,677,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth R. Blackburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Roy Blackburn's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGELIGHT CAPITAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

BRIDGELIGHT CAPITAL LLC

KALOS CAPITAL, INC.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

BRIDGELIGHT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/1992

Series 63

Date: 4/12/1984

SIE

Date: 10/1/2018

Series 3

Date: 4/27/1984

Series 7

Date: 3/17/1984

Series 8

Date: 7/6/1987

Current Firm

BRIDGELIGHT CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGELIGHT CAPITAL LLC

TRUST BUT VERIFY

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