Fred G. Burgess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred George Burgess, AIF®, who also goes by Fred Burgess, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1984. Fred had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2007 - December 31, 2010
REGENT FINANCIAL SERVICES
June 11, 2003 - June 1, 2023
COMMONWEALTH FINANCIAL NETWORK
June 5, 2003 - June 1, 2023
COMMONWEALTH FINANCIAL NETWORK
June 30, 1992 - June 11, 2003
BANGOR SECURITIES, INC.
August 25, 1989 - January 22, 1991
GRUNTAL & CO., L.L.C.
December 12, 1988 - March 15, 1989
A. G. EDWARDS & SONS, INC.
May 29, 1985 - December 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 1984 - June 6, 1985
TUCKER ANTHONY INCORPORATED
May 22, 1984 - September 24, 1984
R. M. TONGE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/20/1986
Foreign Currency Options ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
