Glen W. Bobo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Walter Bobo was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1983. Glen had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2012 - November 21, 2012
VALIC FINANCIAL ADVISORS, INC.
November 14, 2011 - November 21, 2012
VALIC FINANCIAL ADVISORS, INC.
January 26, 2011 - August 24, 2011
NYLIFE SECURITIES LLC
May 19, 2008 - July 7, 2009
CINCINNATI ANALYSTS, INC.
May 9, 2008 - July 7, 2009
CINCINNATI ANALYSTS, INC.
January 5, 2007 - March 1, 2007
PARK AVENUE SECURITIES LLC
October 17, 2005 - December 1, 2006
CINCINNATI ANALYSTS, INC.
July 2, 2004 - December 1, 2006
CINCINNATI ANALYSTS, INC.
February 14, 2003 - October 28, 2003
PRUCO SECURITIES, LLC.
September 27, 2002 - October 28, 2003
PRUCO SECURITIES, LLC.
May 3, 2001 - September 13, 2002
MML INVESTORS SERVICES, LLC
January 19, 2000 - May 31, 2001
1ST GLOBAL CAPITAL CORP.
December 16, 1998 - July 28, 2000
MML INVESTORS SERVICES, LLC
July 24, 1997 - December 2, 1998
WALNUT STREET SECURITIES, INC.
October 19, 1983 - December 8, 1987
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
