Mitchell R. Addis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Ronald Addis, who also goes by Mitch Ronald Addis, Mitch Addis, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1983. Mitchell had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2000 - March 24, 2000
INVESTORS CAPITAL CORP.
January 29, 1997 - September 24, 1999
EISNER SECURITIES, INC.
January 11, 1995 - January 4, 1997
ROUND HILL SECURITIES, INC.
May 4, 1992 - December 16, 1994
FIRST AFFILIATED SECURITIES
December 11, 1990 - April 22, 1992
WELLS FARGO CLEARING SERVICES, LLC
April 11, 1988 - December 1, 1990
LEHMAN BROTHERS INC.
October 20, 1983 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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