JR
John D. Robertson
COLONIAL RIVER WEALTH MANAGEMENT LLC
Midlothian, VA 23114
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CRD#: 1200536
JR
Professional summary
John Donald Robertson JR is a registered financial advisor currently at COLONIAL RIVER WEALTH MANAGEMENT LLC located in Midlothian, Virginia and LPL FINANCIAL LLC located in Newport News, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/26/2016 - JOHN ROBERTSON/ NON-VARIABLE INSURANCE/ 33%/ NEWPORT NEWS, VA 2. 10/26/2016 - COLONIAL RIVER WEALTH MANAGEMENT LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 33%/ NEWPORT NEWS, VA. 3. 7/23/2020 - Colonial River Investments, LLC - DBA: (Hybrid) Colonial River Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/12/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Colonial River Investments, LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view John Donald Robertson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2016 - Present
COLONIAL RIVER WEALTH MANAGEMENT LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114Office #2: 205 Bulifants Blvd Suite D, Williamsburg, VA 23188Office #3: 2110 William Styron Square S, Newport News, VA 23606RIA
CRD#: 284839
Midlothian, VA
Current
October 26, 2016 - Present
LPL FINANCIAL LLC
Office #1: 2110 William Styron Sq S, Newport News, VA 23606Office #2: 340 Browns Hill Court, Midlothian, VA 23114Office #3: 205 Bulifants Blvd Ste D, Williamsburg, VA 23188RIA
BD
CRD#: 6413
Newport News, VA
Past
November 12, 2008 - November 15, 2016
OSAIC FA, INC.
RIA
CRD#: 3978
VIRGINIA BEACH, VA
Past
July 7, 2008 - November 15, 2016
OSAIC FA, INC.
BD
CRD#: 3978
VIRGINIA BEACH, VA
Past
October 12, 1983 - July 8, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
HAMPTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2016)
RR
California(9/26/2022)
RR
Florida(12/9/2020)
RR
New York(12/8/2021)
RR
North Carolina(10/26/2016)
RR
South Carolina(12/9/2020)
RR
Texas(11/19/2021)
RR
Utah(12/6/2021)
RR
Virginia(10/26/2016)
IAR
Virginia(10/28/2016)
RR
Washington(4/24/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Browns Hill Court, Midlothian, VA 23114
Mailing Address
Phone number
(804) 335-1200
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,524 |
| AUM (Assets Under Management) | $ 339,836,345 |
Red Flags
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Company Information
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839Midlothian, VA 23114TRUST BUT VERIFY
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Contact information
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