Christopher L. Glacken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lawrence Glacken was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - July 5, 2016
COHEN & COMPANY SECURITIES, LLC
January 8, 2007 - January 31, 2014
JVB FINANCIAL GROUP, LLC
December 20, 2005 - December 31, 2006
SANDERS MORRIS LLC
October 18, 2000 - January 13, 2006
ADVEST, INC.
October 24, 1985 - October 17, 2000
NATIVE NATIONS SECURITIES, INC.
March 7, 1985 - November 5, 1985
MABON, NUGENT & CO.
November 9, 1983 - July 20, 1984
CHAPDELAINE TULLETT PREBON, LLC
November 9, 1983 - March 5, 1985
KMS CORPORATE BROKERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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