Alexa D. Willson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexa Dru Willson, who also goes by Alexa Dru Deric, Alexa Dru Willson, Alexa Willson, Deric Willson, was a registered financial professional .
Alexa is a previously registered financial professional and started their career in finance in 1983. Alexa had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - December 31, 2019
TRANSNATIONAL CAPITAL CORP.
June 4, 2014 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2013 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 2007 - November 8, 2013
BESSEMER INVESTOR SERVICES, INC.
October 10, 2005 - February 14, 2007
TRANSNATIONAL CAPITAL CORP.
April 11, 2000 - December 2, 2003
MILLE CAPITAL SECURITIES CORPORATION
March 7, 1995 - July 15, 1999
MILLE CAPITAL SECURITIES CORPORATION
April 24, 1992 - March 11, 1994
KIDDER, PEABODY & CO. INCORPORATED
January 6, 1992 - February 7, 1992
DABNEY/RESNICK/IMPERIAL, LLC
February 13, 1984 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
October 19, 1983 - February 9, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSNATIONAL CAPITAL CORP.
CRD#: 135306 / SEC#: , 8-66908
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREDERICKS, IVY LINDSTROM | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | PRESIDENT/CEO/ SECREATARY/TREASURER/CHIEF COMPLIANCE OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | FINOP | 1404106 |
| MAH, FRANK PING HANG | MANAGING DIRECTOR | 1525147 |
| POST, GARY MARSHALL | MANAGING DIRECTOR | 1383099 |
Red Flags
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