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Robert John Hilgers

CRD# 1200193·Registered 1983 - 2001
Barred: Robert John Hilgers was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert John Hilgers was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2001. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

RE-DIRECT SECURITIES CORP·CRD# 35518
BD
Villa Park, IL
June 24, 1998 - June 5, 2001
SHEPHERD FINANCIAL GROUP, LLC·CRD# 38689
BD
Vernon Hills, IL
July 24, 1997 - June 10, 1998
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 4, 1994 - April 25, 1997
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
August 28, 1992 - October 28, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 10, 1989 - September 8, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
February 15, 1988 - August 7, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 20, 1983 - February 15, 1988

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Current Firm

RS
RE-DIRECT SECURITIES CORP

RE-DIRECT SECURITIES CORP

CRD#: 35518 / SEC#: 8-46711
BD
Terminated by SEC on 10/19/2003

Contact Information

Established

Illinois since 11/12/1993

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
RE-DIRECT SERVICES, INC.PARENT CORP—
HALLORAN, MARTIN JOSEPHTREASURER2210107
JONES, KEITH RICHARDMUNICIPAL SECURITY PRINCIPAL2268300
LUTSCH, DAVID GERARDMUNICIPAL SECURITY PRINCIPAL1439611
POWERS, ANDREW JAMESPRESIDENT1885672
TESCH, JAMES ALLANVICE-PRESIDENT2208095

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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