Robert J. Hilgers
Professional summary
Robert John Hilgers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Robert had worked at 7 firms, which includes RE-DIRECT SECURITIES CORP, SHEPHERD FINANCIAL GROUP LLC, MORGAN STANLEY DW INC., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1998 - June 5, 2001
RE-DIRECT SECURITIES CORP
July 24, 1997 - June 10, 1998
SHEPHERD FINANCIAL GROUP, LLC
November 4, 1994 - April 25, 1997
MORGAN STANLEY DW INC.
August 28, 1992 - October 28, 1994
WELLS FARGO CLEARING SERVICES, LLC
July 10, 1989 - September 8, 1992
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - August 7, 1989
LEHMAN BROTHERS INC.
October 20, 1983 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
RE-DIRECT SECURITIES CORP
CRD#: 35518 / SEC#: , 8-46711
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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