Gary L. Hobbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Leo Hobbs was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2002 - December 31, 2003
INVESTORS CAPITAL CORP.
August 15, 1991 - May 31, 2002
BANGOR SECURITIES, INC.
March 10, 1988 - August 6, 1991
GRUNTAL & CO., L.L.C.
January 5, 1987 - March 29, 1988
ADVEST, INC.
October 20, 1983 - January 14, 1987
ROBERT C. CARR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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