Jeffery G. Rollert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Gordon Rollert, who also goes by Jeffery Rollert, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1983. Jeffery had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - December 31, 2019
ALM ADVISORS, INC.
June 26, 2012 - December 31, 2016
ALM ADVISORS, INC.
October 19, 1983 - July 27, 1984
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ALM ADVISORS, INC.
CRD#: 112350 / SEC#: 801-49797
Contact information
Red Flags
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