Julia J. Sawyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Joyce Sawyer, who also goes by Julia Haartz, Julia Nelson, Julia Slagle Sawyer, Julia Slagle, Julia Joyce Soares, Julia Soares, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1983. Julia had worked at 15 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2013 - December 31, 2013
JBS WEALTH MANAGEMENT, LLC
May 29, 2012 - December 31, 2013
SYNERGY INVESTMENT GROUP, LLC
February 23, 2012 - October 26, 2012
STONEX SECURITIES INC.
August 5, 2010 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
January 13, 2009 - December 31, 2009
SYNERGY INVESTMENT GROUP, LLC
January 6, 2009 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
October 29, 2007 - November 17, 2008
INTEGRITY ALLIANCE, LLC.
October 26, 2007 - January 8, 2009
INTEGRITY ALLIANCE, LLC.
May 9, 2006 - May 9, 2006
CETERA FINANCIAL SPECIALISTS LLC
December 17, 2004 - October 29, 2007
SSN ADVISORY, INC.
October 25, 2002 - December 10, 2004
CAPITAL INVESTMENT ADVISORS
January 21, 1998 - October 29, 2007
SECURITIES SERVICE NETWORK, LLC
September 15, 1997 - January 30, 1998
ENERIC FINANCIAL SERVICES, INC.
September 19, 1996 - September 15, 1997
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 3, 1994 - September 23, 1996
FSC SECURITIES CORPORATION
February 8, 1994 - September 6, 1994
R. H. YORK & COMPANY, INC.
October 14, 1993 - February 17, 1994
LPL FINANCIAL LLC
April 3, 1992 - October 14, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 24, 1983 - April 27, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JBS WEALTH MANAGEMENT, LLC
CRD#: 167294 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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