Nida R. Ellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nida Rae Ellis was a registered financial professional .
Nida is a previously registered financial professional and started their career in finance in 1983. Nida had worked at 3 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1988 - February 15, 1989
WESTMARK FINANCIAL SERVICES CORPORATION
August 9, 1984 - October 22, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 19, 1983 - October 29, 1984
CONCORD ASSETS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WESTMARK FINANCIAL SERVICES CORPORATION
CRD#: 16572 / SEC#: , 8-34165
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
