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DS

Drew E. Schaefer

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CRD#: 1199891
DS

Professional summary

Drew Edgar Schaefer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Drew is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Drew had worked at 4 firms, which includes AMERICORP SECURITIES INC., AEGIS SECURITIES CORPORATION, PERSHING LLC, E. F. HUTTON & COMPANY INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 11, 1992 - May 12, 1997

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

October 18, 1990 - October 1, 1993

AEGIS SECURITIES CORPORATION

BD
CRD#: 26581
Past

March 8, 1988 - March 6, 1990

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 19, 1983 - February 12, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/27/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/3/1992
General Securities Principal Examination

Current Firm

AS
AMERICORP SECURITIES, INC.
AMERICORP SECURITIES, INC. | FIDELITY NATIONAL SECURITIES CORPORATION

CRD#: 30405 / SEC#: , 8-44838

BD
Terminated by SEC on 08/26/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/07/1992
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICORP SECURITIES, INC.

CRD#: 30405

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