Peter M. Arnstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Matthew Arnstein was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 7 firms and has passed the Series 63, Series 82, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - August 22, 2013
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
December 10, 2004 - December 1, 2008
MESIROW FINANCIAL, INC.
October 1, 1999 - May 11, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
September 17, 1996 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
December 29, 1983 - August 12, 1988
LEHMAN BROTHERS INC.
October 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
CRD#: 132038 / SEC#: , 8-66544
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1ST WORLDWIDE PARTNERS, LLC. | SHAREHOLDER - CLASS A AND CLASS B SHARES | |
| MONMOUTH GROUP, LLC. | SHAREHOLDER - CLASS A AND CLASS B SHARES | |
| MAHONEY, JOHN FRANCIS | CEO, CHIEF COMPLIANCE OFFICER, CFO, FINOP | 2198689 |
Red Flags
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