Anthony S. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Scott Hansen, who also goes by Scott Hansen, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2021 - December 13, 2022
KARPUS INVESTMENT MANAGEMENT
December 24, 1998 - July 25, 2002
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
KARPUS INVESTMENT MANAGEMENT
CRD#: 110275 / SEC#: 801-29607
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KARPUS INVESTMENT MANAGEMENT
CRD#: 110275 / SEC#: 801-29607
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,279 |
| AUM (Assets Under Management) | $ 4,010,769,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
