Matthew L. Radish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew L Radish, who also goes by Mathew L Radish, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1983. Matthew had worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2009 - December 31, 2021
STOECKLER FINANCIAL ADVISORY SERVICES, LLC
March 1, 2005 - January 2, 2009
ANNEX WEALTH MANAGEMENT, LLC
October 6, 1983 - December 22, 2008
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STOECKLER FINANCIAL ADVISORY SERVICES, LLC
CRD#: 143669 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 40,199,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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