William H. Prindle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harrison Prindle, who also goes by Bill Prindle, Billy Prindle, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2010 - October 31, 2024
INVESTOR COUNSEL, LLC
January 8, 1990 - September 30, 1997
FIRSTAR INVESTMENT SERVICES,INC.
October 10, 1983 - August 14, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTOR COUNSEL, LLC
CRD#: 154858 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 8,279,349 |
Red Flags
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