WN
William B. Nelson
KESTRA ADVISORY SERVICES
Tampa, FL 33637
Some features on this profile are disabled
CRD#: 1199678
WN
Professional summary
William Blake Nelson is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tampa, Florida and KESTRA INVESTMENT SERVICES, LLC located in Tampa, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: P. G Sarres Inc. Investment Related: No Address: 6216 Iroquois Ct Odessa FL 33556 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Sect / Treasurer, Board of Directors Start Date: 9/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Accounting to include Rent Collection and Accounts Payable.Also Lease negotiations. Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5705 SW Parkway Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Invest advisor representative Start Date: 11/3/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial advice to clients Name: Questmont Strategic Wealth Advisor Investment Related: Yes Address: 4300 W Cypress Ave #350 Tampa FL 33604 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: RR and RIA Start Date: 11/3/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice to Clients Name: KANA PRIVATE WEALTH GROUPPOSITION: RR and RIA NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/15/2025 ADDRESS: 8875 Hidden River Parkway, Suite 300, Tampa FL 33637, United States DESCRIPTION: Financial Advice to Clients
CRS (Client Relationship Summary) - RIA
Click below to view William Blake Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8875 Hidden River Pkwy Ste 300, Tampa, FL 33637RIA
CRD#: 283330
Tampa, FL
Current
November 10, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8875 Hidden River Pkwy Ste 300, Tampa, FL 33637BD
CRD#: 42046
Tampa, FL
Past
December 9, 2004 - November 9, 2020
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Odessa, FL
Past
December 17, 1987 - November 9, 2020
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Tampa, FL
Past
December 21, 1983 - February 20, 1988
JHM, INC.
BD
CRD#: 7113
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/10/2020)
IAR
Florida(11/18/2020)
RR
Georgia(1/11/2021)
RR
Michigan(1/26/2021)
RR
Washington(11/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
