Terry A. Mcpartland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Alan Mcpartland was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1987. Terry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - September 9, 2019
THE O.N. EQUITY SALES COMPANY
May 3, 1999 - October 16, 2012
PARK AVENUE SECURITIES LLC
September 25, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
June 11, 1987 - September 3, 1997
ROBERT W. BAIRD & CO. INCORPORATED
June 11, 1987 - September 3, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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