LD
Larry A. Dietz
UNITED ADVISOR GROUP
South Bend, IN 46628
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CRD#: 1199585
LD
Professional summary
Larry Alan Dietz, ChFC®, CLU®, who also goes by Larry A Dietz, is a registered financial advisor currently at UNITED ADVISOR GROUP located in South Bend, Indiana and BENEFIT FUNDING SERVICES, LLC located in South Bend, Indiana.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Larry has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry A Dietz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/06/2023 - DIETZ NEXTSTAGE FINANCIAL MANAGEMENT - Insurance Agency - selling whole life, indexed universal life, indexed whole life, term, individual disability income, group disability - Investment related - 50 Hours per month - Start date: 11/01/2015. 2) 01/06/2023 - Notary - South Bend, IN 46628 - Investment related - Start date: 01/01/2020.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Alan Dietz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 18, 2025 - Present
UNITED ADVISOR GROUP
Office #1: 5775 Nimtz Pkwy Suite 110, South Bend, IN 46628RIA
CRD#: 324205
South Bend, IN
Current
March 18, 2025 - Present
BENEFIT FUNDING SERVICES, LLC
Office #1: 5775 Nimitz Parkway 3110, South Bend, IN 46628BD
CRD#: 44079
South Bend, IN
Past
March 7, 2023 - March 24, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
SOUTH BEND, IN
Past
February 17, 2023 - March 20, 2025
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
South Bend, IN
Past
February 16, 2023 - March 24, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
SOUTH BEND, IN
Past
January 21, 2020 - February 17, 2023
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
South Bend, IN
Past
January 17, 2020 - February 17, 2023
VALMARK SECURITIES, INC.
BD
CRD#: 31243
South Bend, IN
Past
November 2, 2015 - January 17, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
South Bend, IN
Past
November 2, 2015 - January 17, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
South Bend, IN
Past
January 2, 2001 - November 2, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SOUTH BEND, IN
Past
May 3, 1999 - November 2, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SOUTH BEND, IN
Past
October 29, 1991 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 25, 1990 - November 19, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 9, 1987 - June 13, 1990
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
May 17, 1984 - June 13, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2025)
RR
Colorado(3/18/2025)
RR
Florida(3/18/2025)
RR
Illinois(3/18/2025)
RR
Indiana(3/18/2025)
IAR
Indiana(3/18/2025)
RR
Kentucky(3/18/2025)
RR
Michigan(3/18/2025)
RR
Minnesota(3/18/2025)
RR
New York(3/18/2025)
RR
North Carolina(5/20/2025)
RR
Ohio(3/18/2025)
RR
Oregon(3/18/2025)
RR
Pennsylvania(3/18/2025)
RR
Tennessee(3/18/2025)
RR
Washington(3/18/2025)
RR
Wisconsin(3/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/12/1986
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ADVISOR GROUP
CRD#: 324205South Bend, IN 46628TRUST BUT VERIFY
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