Marvin W. Solomonson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Warren Solomonson, who also goes by Maryln Warren Solomonson, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1983. Marvin had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1994 - September 18, 1995
YANKEE FINANCIAL GROUP, INC.
January 16, 1991 - January 6, 1999
ARAGON FINANCIAL SERVICES, INC.
October 17, 1989 - January 18, 1991
SUNAMERICA SECURITIES, INC.
September 21, 1988 - October 13, 1989
AMERICAN ROYAL INVESTORS, INC.
August 1, 1985 - January 1, 1989
SECURITIES AMERICA, INC.
November 20, 1984 - February 4, 1985
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 24, 1983 - October 3, 1984
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YANKEE FINANCIAL GROUP, INC.
CRD#: 17966 / SEC#: , 8-35997
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
