Robert D. Valdez
Professional summary
Robert Daniel Valdez is a registered financial professional currently at KEMA PARTNERS LLC located in Inverness, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Daniel Valdez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2013 - Present
KEMA PARTNERS LLC
November 18, 2011 - June 3, 2013
COINBASE SECURITIES, INC.
July 22, 2004 - February 3, 2010
SEVEN HILLS PARTNERS LLC
July 1, 1998 - August 22, 2000
COWEN AND COMPANY
February 26, 1994 - July 1, 1998
FINANCIAL SQUARE PARTNERS
September 11, 1989 - January 8, 1993
KIDDER, PEABODY & CO. INCORPORATED
December 29, 1983 - August 16, 1989
LEHMAN BROTHERS INC.
October 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2013)
(7/24/2013)
(6/25/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
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