Tristan P. Renz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tristan Paul Renz was a registered financial professional .
Tristan is a previously registered financial professional and started their career in finance in 1984. Tristan had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2001 - July 18, 2014
TPR INVESTMENTS, L.P.
May 31, 1994 - May 25, 2001
GEORGE K. BAUM & COMPANY
March 27, 1991 - May 31, 1994
GKB, INC.
September 4, 1990 - January 23, 1991
WELLS FARGO CLEARING SERVICES, LLC
November 13, 1989 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
October 23, 1985 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
January 12, 1984 - August 5, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TPR INVESTMENTS, L.P.
CRD#: 110733 / SEC#: , 8-53139
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RENZ, TRISTAN PAUL | DESIGNATED PRINCIPAL/FINOP/LP/CCO | 1199518 |
| TPR MANAGEMENT, LLC | GENERAL PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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