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DG

Donald W. Grissum

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CRD#: 1199411
DG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Wayne Grissum, who also goes by Don Wayne Grissum, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Don Wayne Grissum

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 27, 2008 - July 15, 2011

AMERICAN INVESTMENT SERVICES

RIA
CRD#: 144088
ST. LOUIS, MO
Past

August 22, 2007 - December 31, 2019

GOLDEN AGE FINANCIAL ADVISORS, LLC

RIA
CRD#: 143820
WRIGHT CITY, MO
Past

January 24, 2001 - January 5, 2006

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
OVERLAND PARK, KS
Past

October 14, 1983 - December 22, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AI
AMERICAN INVESTMENT SERVICES
AMERICAN INVESTMENT SERVICES | USA TAX & INSURANCE SERVICES, INC.

CRD#: 144088 / SEC#: 801-68338

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Contact information


Main Address
4114 Woodlands Pkwy Suite 402, Palm Harbor, FL 34685
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV II FIRM BROCHURE (3/22/2012)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERICAN INVESTMENT SERVICES

CRD#: 144088

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