Theodore A. Pavlovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Adam Pavlovich, who also goes by Ted Pavlovich, was a registered financial advisor .
Theodore is a previously registered financial advisor and started their career in finance in 1983. Theodore had worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - August 21, 2015
BLUE WATER CAPITAL ADVISORS, LLC
July 22, 2005 - February 10, 2011
RAYMOND JAMES & ASSOCIATES, INC.
September 3, 1994 - August 18, 2005
UBS FINANCIAL SERVICES INC.
October 20, 1983 - September 9, 1994
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/1/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLUE WATER CAPITAL ADVISORS, LLC
CRD#: 148933 / SEC#: 801-69794
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
