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Vincent Henry Deuschel

CRD# 1199269·Registered 1985 - 1997
Barred: Vincent Henry Deuschel was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Vincent Henry Deuschel, who also goes by VIncent H Deuschel, Vincent Henrey Deuschel, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1985 - 1997. Vincent had worked at 4 firms and has passed the Series 63, Series 16, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent H Deuschel, Vincent Henrey Deuschel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
August 28, 1989 - December 11, 1997
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
August 24, 1987 - August 29, 1989
CIBC WORLD MARKETS CORP.·CRD# 630
BD
October 17, 1986 - June 25, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
January 23, 1985 - November 3, 1986

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Current Firm

TA
TUCKER ANTHONY INCORPORATED

TUCKER ANTHONY INC. | TUCKER, ANTHONY & R. L. DAY, INC. | TUCKER ANTHONY INCORPORATED

CRD#: 837 / SEC#: 8-19301
BD
Terminated by SEC on 06/09/2002

Contact Information

Established

Massachusetts since 08/13/1975

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TUCKER ANTHONY HOLDING CORP.N/A—
GOLDSMITH, JOHNCHMN/CEO/DIR224462
KLIPPER, KENNETH SCOTTDIRECTOR2257566
MCKAY, KEVIN JOHNEVP/ASST SECY1136608
MENCHEL, MARCEVP/GENERAL COUNCIL /SECY1367326
MULLIN, JOHNCFO/TREASURER2792364
VERGA, ANTHONY MATTHEWCCO/CROP1845993

Disclosures

Regulatory Event

57

Civil Event

1

Arbitration

9

Bond

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Nov 1994About the Series 16 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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