William D. Zantzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Devereux Zantzinger JR, who also goes by William D Zantzinger, William Devereux Zantzinger, Willie Zantzinger, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - January 10, 2024
FORESIDE FUND SERVICES, LLC
March 20, 2013 - December 31, 2014
WILLIAM BLAIR
March 20, 2013 - December 31, 2014
WILLIAM BLAIR
April 12, 2012 - March 14, 2013
MAXWELLFORT INVESTMENTS, LP
May 20, 2009 - April 1, 2010
COMPASS POINT RESEARCH & TRADING, LLC
February 9, 2007 - April 4, 2012
GARDNER LEWIS ASSET MANAGEMENT LP
June 27, 1986 - June 20, 1990
MORGAN STANLEY & CO. LLC
June 12, 1985 - June 26, 1986
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
November 22, 1983 - February 4, 1985
JOHNSTON, LEMON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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