Jack Weinstein
Professional summary
Jack Weinstein is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1984. Jack has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Weinstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 12, 2015 - December 23, 2024
AVALON SECURITIES, LTD.
April 15, 2002 - November 16, 2006
AVALON SECURITIES, LTD.
December 7, 1999 - March 11, 2002
LADENBURG THALMANN & CO. INC.
September 2, 1986 - January 26, 1989
LN SECURITIES, INC.
July 26, 1984 - August 29, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
