Thomas H. Zimmerman

ZIMMERMAN WEALTH MANAGEMENT

EVANSTON, IL 60201

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CRD#: 1198889

Professional summary

Thomas H Zimmerman, CFP®, who also goes by Thomas Hefter Zimmerman, Thomas Zimmerman, is a registered financial advisor currently at ZIMMERMAN WEALTH MANAGEMENT, LLC located in Evanston, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

ZWM was founded in 2003 and Tom Zimmerman has been advising clients since 1983. Using our active listening skills and our exrensive resources, we help our clients to identify and achieve their financial and life goals. Most clients have been advised by Tom for over 10 years, many for over 20 years.  Many references are available upon requests.

Question & Answer

What are your service offerings?

Divorce Planning

Debt Management

Budgeting

Retirement Planning

Tax Planning

Employee and Employer Plan Ben...

Business Succession Planning

Estate Planning

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Thomas Hefter Zimmerman | Thomas Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas H Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

July 18, 2003 - Present

ZIMMERMAN WEALTH MANAGEMENT, LLC

Office #1: 1603 Orrington, Suite 1725, Evanston, IL 60201

RIA

CRD#: 127526

EVANSTON, IL

Past

January 3, 1998 - August 12, 2003

MESIROW FINANCIAL, INC.

RIA

CRD#: 2764

HIGHLAND PARK, IL

Past

January 1, 1994 - August 12, 2003

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

December 21, 1993 - March 23, 1994

MESIROW FINANCIAL, INC.

CRD#: 2764

Past

October 16, 1987 - January 1, 1994

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

October 20, 1983 - October 22, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZIMMERMAN WEALTH MANAGEMENT, LLC

HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC

CRD#: 127526 / SEC#: 801-62210

RIA

Registered Investment Advisory firm - (7/14/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/18/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Current Firm

ZIMMERMAN WEALTH MANAGEMENT, LLC

HEFTER WEALTH MANAGEMENT, LLC | ZIMMERMAN WEALTH MANAGEMENT, LLC

CRD#: 127526 / SEC#: 801-62210

RIA

Registered Investment Advisory firm - (7/14/2003 Approved)

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Contact information

Main Address

500 Davis Street Suite 1005, Evanston, IL 60201

Mailing Address

Phone number

(847) 556-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZIMMERMAN WEALTH MANAGEMENT PART 2A (3/18/2025)

ZIMMERMAN WEALTH MANAGEMENT, LLC 2025 FORM ADV2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 447,216,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas H. Zimmerman

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas H Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

MESIROW INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ZIMMERMAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1998

Series 63

Date: 10/28/1983

Series 7

Date: 10/15/1983

Current Firm

ZIMMERMAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZIMMERMAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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